Securities counsel for public and private equity and debt offerings, from IPOs and private placements through ongoing SEC reporting and compliance.
Take the company to market.
We advise issuers and underwriters on initial public offerings (IPOs), follow-on and secondary offerings, rights offerings, and at-the-market programs, including SEC registration, disclosure and prospectus drafting, and stock exchange listings.
Raise capital without the public markets.
Private placements of equity and debt under Regulation D, Rule 144A, and Regulation S, including PIPE transactions, convertible notes, and venture and growth financings, with structuring and documentation handled end to end.
Ongoing life as a securities issuer.
Investment-grade and high-yield debt, convertible and mezzanine financings, plus ongoing SEC reporting (10-K, 10-Q, and 8-K), securities law compliance, corporate governance, and disclosure obligations for public companies.
Capital raised for a transaction that is already signed.
Rule 144A and Regulation S offerings for international issuers and investors, offerings that fund a pending acquisition, including escrow and redemption mechanics, and coordination between the offering timetable and the deal timetable.
Capital markets work rewards precision and judgment. You work directly with a senior securities attorney across the full capital-raising process, representing issuers, underwriters, and investors in equity and debt offerings, with big-firm capability and boutique focus.
Request a confidential consultation with Delphine Legal to discuss a transaction, a financing, or a securities matter.
Contact usConfidential initial conversation.
